Center for Justice & Economic Advancement
Normalizing Education Resource Center
Working With Institutional Research
Prepared by Sandra Staklis, RTI International (July 2023)
Institutions of higher education have offices of institutional research (IR) that oversee the planning, collection, and dissemination of information on students, academic programs, and other aspects of the institution. These offices typically manage the reporting of student and programmatic data required by state or federal government agencies, such as for the Integrated Postsecondary Education Data System maintained by the U.S. Department of Education. Some IR offices also provide faculty and staff with information about students and the effectiveness of higher education programs and can help collect and interpret the data needed for federal and other reporting requirements.
IR offices can assist higher education programs in prisons with accessing and collecting data on their students and programs. IR offices can also help programs meet the data reporting requirements and evaluate program effectiveness, including student outcomes.
What is institutional research?
According to the Association for Institutional Research, the primary role of IR is to provide objective, systematic, and thorough research that supports the institution’s goals, planning, policy formation, and decision making. Although the scope of IR activities varies by institution, the functions of institutional research can include the following:
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Identifying information needs
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Collecting, analyzing, interpreting, and reporting data and information
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Contributing to operational, budgetary, and strategic planning and program evaluation
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Serving as stewards of data and information
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Education, information producers, users, and consumers
Depending on the institution, IR offices may also coordinate with other offices in the institution engaged in data collection and analysis, such as offices of the registrar, financial aid, and institutional effectiveness.
What support can IR offices provide for higher education in prison programs?
Through the functions listed, IR offices can help program staff collect, access, and analyze the data needed to start a program, analyze its effectiveness, and analyze student outcomes, depending on office capacity.
"If the IR office isn’t front and center as it is at my campus, faculty may not know what they do. We start programs knowing that we’re going to be looking at the data. We don’t think of that after the fact. On day one, we ask: How are we going to measure this? How are we going to see if we’re successful? We don’t just get started and figure that out later."
- Collin Witherspoon,
Executive Director of Institutional Research, Amarillo College
What are effective practices for working with IR?
IR specialists emphasize the importance of including IR offices in your program planning, particularly if you anticipate needing support with accessing data to meet regulatory or other requirements.
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Involve IR early:
Outreach to IR offices during the planning phase of your program can support effective collaboration and help higher education in prison programs understand and meet federal and other data reporting requirements. IR specialists can advise on effective alternatives to collecting data online and integrating the resulting data into existing data systems and analysis tools, such as dashboards, that can help programs meet data reporting needs and avoid duplicating efforts.
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Be aware of IR office capacity:
IR offices serve departments and programs across the institution, which entails competing priorities and ongoing reporting deadlines. Programs should consult their institution’s IR office to learn what kind of support staff can provide and how much advance notice is needed for assistance. An understanding of how the IR office manages tasks and planning for collaboration can improve coordination and make it more likely that the IR office will be able to meet your program’s needs.
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Additional resources
"Duties and Functions of Institutional Research,” Association for Institutional Research, n.d., https://www.airweb.org/ir-data-professional-overview/duties-and-functions-of-institutional-research.
Kaylan Baxter, “Accountability During Crisis: The Transformative Potential of Institutional Research and Effectiveness in the Struggle Toward Racial Justice,” The Community College Context, October 2020, https://files.eric.ed.gov/fulltext/ED609878.pdf.
EvaluATE, “Tips for Working with Institutional Research,” YouTube video, February 13, 2017, https://www.youtube.com/watch?v=Wu_WUGghCv8&ab_channel=EvaluATE.
Myra Hyder, Accessing Pell Grants for College Programs in Correctional Settings: A Summary of the Regulations and Requirements (Brooklyn: Vera Institute of Justice, 2023), https://www.vera.org/downloads/publications/accessing-pell-grants-for-college-programs-in-correctional-settings.pdf.
Institutional IR offices typically maintain websites with information about their services and the process for submitting data requests. Examples from institutions participating in Ready for Pell include the following:
Des Moines Area Community College: Office of Planning, Assessment and Data
Herkimer College: Institutional Research Department
Hope College: Office of Institutional Research
Portland State University: Office of Institutional Research and Planning
Tulane University: Office of Assessment and Institutional Research